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      • CESG - Environment, Social and Governance
      • CMC - Capital Markets
      • CFR - Commission on Financial Reporting
      • TQC - Training and Qualification
    • International Relationships
    • History
    • Main Activities
    • Member Societies
    • Arbitration Board
    • Our Partners
  • Events
    • Seminars & Conferences
    • Summer School
    • EFFAS CESG Conference
    • EFFAS Governance Meetings
  • Papers
    • EFFAS Standard Setter
    • EFFAS Position Papers
    • Articles
    • Videos
  • Education And Qualification
    • Certified European Financial Analyst (CEFA)
    • EFFAS Certified ESG Analyst (CESGA®)
    • Financial Modelling Certifications (MODEX)
    • Certified International Investment Analyst (CIIA)
    • EFFAS E-Learning Platform
    • EFFAS Common Exams
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  1. Home
  2. About Us
  3. Principles Of Ethical Conduct

Principles Of Ethical Conduct

effas-home-03EFFAS monitors the integrity of its members. Investors’ confidence in the integrity of professional advice is the most important precondition for a well-functioning European financial market.

EFFAS is committed to the pluralism of a federal Europe and therefore does not impose a unified European code of ethics on its members, but instead promotes the Principles of Ethical Conduct. These respect the different cultural and legal frameworks of each EFFAS society, provide a guideline for Member Societies in shaping their own codes of conduct, and ensure that financial analysts and asset managers conduct their professional activities in compliance with internationally recognised standards of professional conduct and the European regulation.

  • EFFAS Principles of Ethical Conduct

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  • Executive Management Committee
  • EFFAS Charter
  • Annual Reports
  • Principles Of Ethical Conduct
  • Commissions
    • CESG - Environment, Social and Governance
    • CMC - Capital Markets
    • CFR - Commission on Financial Reporting
    • TQC - Training and Qualification
  • International Relationships
  • History
  • Main Activities
  • Member Societies
  • Arbitration Board
  • Our Partners

Legal

  • Privacy and Cookies Policy
  • Legal Notice

About Us

  • Charter
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  • Principles of Ethical Conduct
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  • Certified European Financial
    Analyst (CEFA)
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  • Financial Modelling Certifications
    (Modex)
  • Certified International Investment
    Analyst (CIIA)

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